Simplify Brokerage Account Monitoring

Simplified regulatory compliance for small Investment Advisor and Broker-Dealer teams to monitor employee brokerage accounts in minutes, not hours.

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Intuitive workflows designed to save you hours

Effortlessly monitor for employee trading conflicts with our user-friendly system.

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Minimal Onboarding and Training

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No Change or Requirements for Employees

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Quick and Accurate

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Be prepared for regulatory audits

Our software stores data in a secure and straightforward manner, enabling custom reporting so that you will always feel prepared for regulators.

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Robust Reporting

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Activity Audit

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Permission System

Only the tools that you need. Nothing more.


Boost Productivity

Save yourself hours of precious time by removing busy work

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Minimize Errors

You won't miss a monthly statement again


Meet Deadlines

Say goodbye to missed deadlines and rushed completion of required actions

Hear what our customers have to say

Our Customers are our Partners

"We considered other platforms, but ForumHQ keeps it simple. No fancy bells and whistles, just a basic tool that helps us get the job done in a fraction of the time. "
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Joe Smith

The Smith Group

"I've tried numerous compliance management tools in the past, and they all overcomplicate things. None have come close to the efficiency and simplicity of ForumHQ. I highly recommend it!"
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Lisa Rodriguez

Talmage Wealth Advisors

Reduce busy work, and save yourself hours of precious time

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